Obtaining a professional investment advisor or advisor license is often a good alternative to a more expensive asset management license. As a rule, the legislation establishes more loyal requirements for investment consultants and advisers: a smaller amount of authorized capital, a simplified procedure for issuing a license, fewer requirements for personnel, etc.
It is not uncommon for such a license to be used as the first step to further obtaining an asset management license.Many well-known brokerage platforms allow clients with open investment accounts to connect companies with an investment advisor license to their management.
Antwort provides comprehensive legal support in all matters related to obtaining an investment advisor license in the EU and other regions. Let us become your legal advisor and we will take care of all issues with obtaining an investment advisor license!